Possess expertise in preparing & implementing a risk-based audit plan to assess, report on, and making suggestions for improving the company’s key operational & finance activities and internal controls
Adroit in identifying & assisting in documenting existing internal finance & disclosure controls, implementing & documenting new internal controls, and establishing an internal monitoring function to audit the company’s compliance with such internal controls
PROFILE SUMMARY
Seasoned & versatile management professional with cross-functional experience of XX years in performing advanced & complex management analysis of department policies & procedures; gained in-depth understanding of auditing and control practices; updated knowledge of applicable laws and regulations
Dexterous in completing audit assignments within time budgets & calendar schedules while handling multiple tasks; designing auditing techniques, practices & benchmarks for the audit staff; assessing the audit findings & initiating the corrective measures to ensure effectiveness in financial system of operations
Skilled in carrying out research organizational systems, analyzing data and developing recommendations related to operations efficiency; evaluating effectiveness & efficiency of practices & procedures of audit areas; evaluating personnel, financial, budget and expenditures of audit areas
Possess expertise in investigating fraud, misuse or abuse of property; reviewing & evaluating documents, transactions, records and accounting methods for accuracy and recommending changes or modifications to improve financial record keeping systems
Strong analytical & organizational abilities with adeptness in formulating & preparing scope of audit, audit plans, audit program and audit reports with recommendation & suggestion for improvement in internal control system.
ORGANIZATIONAL EXPERIENCE
Since MM YY | XYZ Ltd, Delhi | Senior Auditor
Key Result Areas:
Planning audits into the company, including organizing teams, inspecting accounts, checking compliance with applicable laws, detecting ineffective or inefficient practices and verifying financial records
Preparing audit programs, scope for audit and responsible for delegation of work to subordinates.
Understanding audit requirements; observing & validating process for following quality procedures.
Preparing documentation for audit observations and the conclusions derived.
Planning and executing audit engagement independently which includes completion of client / engagement acceptance procedures, completion of field work, reviews, final wrap up and reporting
Preparing audit reports with a view to highlight the shortcomings & implementing necessary recommendations
Supplementing written reports with suggestions for changes in policy
Communicating with other departments to verify records and confirm company policies
Evaluating company inventory, records, worker statements, assets, payrolls, cash on hand, insurance, tax statements and annuities, and use the information to guide financial policy
Deciding whether the company’s financial actions and policies reflect its intentions, and making judgment calls to improve the company’s trajectory if need be
Researching on federal and state financial laws and examining the company’s books to ensure compliance, and inform management immediately if there is a discrepancy
Reviewing the past data, staying informed about new developments and be prepared to integrate changing books into a current policy
Preparing the statistical tables, reports & substantive correspondence of audit findings
Presenting audit reports & materials
Key Highlights:
Any existing systems/ processes streamlined???? Results obtained????
Major assignments handled????
Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
Awards/appreciation letters received???? Other relevant achievements????
MM YY – MM YY | ABCD Ltd, Delhi | Auditor
Key Result Areas:
Planned and oversaw the auditing process; allocated responsibilities to junior & staff auditors
Reviewed team members’ work for accuracy and compliance
Performed effective risk and control assessments
Completed audits on time and submit reports to auditing manager
Presented audit findings and find ways to increase compliance & efficiency
Coordinated periodical audits
Key Highlights:
Any existing systems/ processes streamlined???? Results obtained????
Major assignments handled????
Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
Awards/appreciation letters received???? Other relevant achievements????
EDUCATION
YYYY
M.Com. from ABC College, Delhi
YYYY
B.Com. from ABC College, Delhi
Certifications:
Certificate in International Auditing (Cert IA)
TECHNICAL PURVIEW
MS Office – Word, Excel & PowerPoint
Internet Applications
PERSONAL DETAILS
Date of Birth: 01st October 1981 | Languages Known: English & Hindi
