Stocks and Securities Trader / Stocks Trader
- Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order tickets from Registered Representative, and inspecting forms to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
- Skilled in contacting market makers to execute client orders for the purchase or sale of securities, or completing transactions independently if a brokerage firm is a market maker in requested securities; preparing financial reports to monitor corporate finances
- Adept in reviewing all securities transactions to ensure that trades conform to regulations of the Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and selling securities and other financial services
- Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and deciding on important daily tasks of an Equity Trader based on available data
- Thorough knowledge of stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid lawsuits and other penalties; recommending ideas crucial for improving mathematical theories and postulating new ones