Stocks and Securities Trader
- Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order ticket from Registered Representative, and inspects form to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
- Skilled in contacting market maker to execute client orders for purchase or sale of securities, or completes transaction independently if brokerage firm is market maker in requested securities; preparing financial reports to monitor corporate finances
- Adept in reviewing all securities transactions to ensure that trades conform to regulations of Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and sell securities and other financial services
- Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and decide on important daily task of an Equity Trader based on available data
- Thorough knowledge on stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid law suits and other penalties; recommending ideas crucial for improving mathematical theories and postulate new ones