Stocks and Securities Resume Sample & Ready To Use Example

Stocks and Securities Trader / Stocks Trader

Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order tickets from Registered Representative, and inspecting forms to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
Skilled in contacting market makers to execute client orders for the purchase or sale of securities, or completing transactions independently if a brokerage firm is a market maker in requested securities; preparing financial reports to monitor corporate finances
Adept in reviewing all securities transactions to ensure that trades conform to regulations of the Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and selling securities and other financial services
Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and deciding on important daily tasks of an Equity Trader based on available data
Thorough knowledge of stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid lawsuits and other penalties; recommending ideas crucial for improving mathematical theories and postulating new ones

SF School of Business Administration , Master of Business Administration, Completed, February 2001

ABC School

CBSE – Marks 70%

Noida, Uttar Pradesh

April 2004 - Current

Stocks Trader

FYIJ Pvt ltd

Noida, Uttar Pradesh

Prepared financial reports to monitor corporate finances.
researching and identifying trading strategies and methods leading to greater profit and income for clients
Evaluated financial risks and decided on the important daily tasks of an Equity Trader based on available data
Ensured all trading transactions are legitimate and complied with government laws and policies to avoid lawsuits and other penalties
Recommended ideas crucial for improving mathematical theories and postulating new ones.
Provided clients with information on investments, and selling securities and other financial services.
Maintained trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio, and company prospection for each company.
Maintained close contact with clients and manage their investment portfolios.
Created new market-making strategies for electronically traded products.

January 1970 - November 1977

Banking and Finance

Abc Pvt ltd

New Ashok ngr, Delhi

Contacted prospective clients to present information and explain available services.
Offered advice on the purchase or sale of particular securities.
Monitored financial markets and the performance of individual securities.
Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions.
Managed both day-to-day and long-term strategies for multiple stocks, discussing market news, reading stock journals, and examining stock performance.
Executed purchases and sales of investment products promptly and efficiently.
Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities.
Agreed on buying or selling prices at optimal levels for clients.
Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers.
Identified opportunities or developed channels for the purchase or sale of securities or commodities.