Stocks and Securities Resume Sample & Ready To Use Example

About Me

Stocks and Securities Trader

Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order ticket from Registered Representative, and inspects form to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
Skilled in contacting market maker to execute client orders for purchase or sale of securities, or completes transaction independently if brokerage firm is market maker in requested securities; preparing financial reports to monitor corporate finances
Adept in reviewing all securities transactions to ensure that trades conform to regulations of Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and sell securities and other financial services
Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and decide on important daily task of an Equity Trader based on available data
Thorough knowledge on stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid law suits and other penalties; recommending ideas crucial for improving mathematical theories and postulate new ones

EDUCATION

management, Master of Business Administration, Completed, February 2001

ABC School

CBSE – Marks 70%

noida, Uttar Pradesh

Work Experience

April 2004 - September 2006

Banking and Finance

abc pvt ltd

noida, Uttar Pradesh

Key Result Areas:

Execute purchases and sales of investment products in a timely and efficient manner
Research and resolve issues in trading area; maintain and document activity
Create new market making strategies for electronically traded products
Provide clients with general information and help with their brokerage accounts
Build quality relationships with industry participants
Maintain trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio and company prospection for each company
Manage both day-to-day and long-term strategies for multiply stocks, discussing market news, reading stock journals and examining stock performance
Assist clients in buying and selling of stock, shares, and bonds
Maintain close contact with clients and manage their investment portfolio
Identify the buying powers and risk tolerance level of clients
Design appropriate strategies that will help each client to meet financial goals
Conduct daily research to identify value of stocks, shares, and bonds
Identify current market trends and news that affect the stock market
Inform clients of current scenario and expectations in the stock market
Manage clients’ portfolio information; provide advisory services to clients from time to time
Identify new clients; establish accounts for them and follow up to identify their investment needs
Hire and train graduates and professionals interested in pursuing career in stock brokering

Key Highlights:

Any existing systems/ processes streamlined???? Results obtained????
Major assignments handled????
Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
Awards/appreciation letters received???? Other relevant achievements????

January 1970 - November 1977

Banking and Finance

abc pvt ltd

New Ashok ngr, Delhi

Key Result Areas:

Contacted prospective clients to present information and explain available services
Offered advice on the purchase or sale of particular securities
Monitored financial markets and the performance of individual securities
Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions
Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities
Agreed on buying or selling prices at optimal levels for clients
Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers
Identified opportunities or develop channels for purchase or sale of securities or commodities

Key Highlights:

Any existing systems/ processes streamlined???? Results obtained????
Major assignments handled????
Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
Awards/appreciation letters received???? Other relevant achievements????

Training Certifications

Arvind Yadav/Project Management Professional abc institute, 2000

Skills

Computer Proficiency

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Languages

Hindi
English

Personal Interest

Exhibiting a desire to experience new cultures and environments—especially if your role would involve working with foreign colleagues, partners or clients—can really help your resume shine.