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Stocks and Securities Resume Samples (Text format)

About Me

Stocks and Securities Trader / Stocks Trader

  • Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order tickets from Registered Representative, and inspecting forms to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
  • Skilled in contacting market makers to execute client orders for the purchase or sale of securities, or completing transactions independently if a brokerage firm is a market maker in requested securities; preparing financial reports to monitor corporate finances
  • Adept in reviewing all securities transactions to ensure that trades conform to regulations of the Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and selling securities and other financial services
  • Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and deciding on important daily tasks of an Equity Trader based on available data
  • Thorough knowledge of stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid lawsuits and other penalties; recommending ideas crucial for improving mathematical theories and postulating new ones

EDUCATION

SF School of Business Administration , Master of Business Administration, Completed, February 2001

ABC School

CBSEMarks 70%

Noida, Uttar Pradesh

Work Experience

April 2004 - Current

Stocks Trader

FYIJ Pvt ltd

Noida, Uttar Pradesh

  • Prepared financial reports to monitor corporate finances.
  • researching and identifying trading strategies and methods leading to greater profit and income for clients
  • Evaluated financial risks and decided on the important daily tasks of an Equity Trader based on available data
  • Ensured all trading transactions are legitimate and complied with government laws and policies to avoid lawsuits and other penalties
  • Recommended ideas crucial for improving mathematical theories and postulating new ones.
  • Provided clients with information on investments, and selling securities and other financial services.
  • Maintained trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio, and company prospection for each company.
  • Maintained close contact with clients and manage their investment portfolios.
  • Created new market-making strategies for electronically traded products.

January 1970 - November 1977

Banking and Finance

Abc Pvt ltd

New Ashok ngr, Delhi

  • Contacted prospective clients to present information and explain available services.
  • Offered advice on the purchase or sale of particular securities.
  • Monitored financial markets and the performance of individual securities.
  • Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions.
  • Managed both day-to-day and long-term strategies for multiple stocks, discussing market news, reading stock journals, and examining stock performance.
  • Executed purchases and sales of investment products promptly and efficiently.
  • Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities.
  • Agreed on buying or selling prices at optimal levels for clients.
  • Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers.
  • Identified opportunities or developed channels for the purchase or sale of securities or commodities.

Training Certifications

  • Financial Conduct Authority (FCA) ABC Institute, Pune, 2000

Skills

  • Negotiation
  • Organizational skills
  • Analytical skills
  • Communication Skill
  • Problem-Solving
  • Time Management 
  • Ability to work under Pressure

Computer Proficiency

  • Window star3
  • Microsoft Office star3
  • Outlook star3
  • Grow

Languages

  • Hindi
  • English

Personal Interest

  • Creating and organizing a book club
  • Networking events
  • Local meetups

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Stocks and Securities Resume Sample

Stocks and Securities Resume Sample
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