ArvindYadav
Stocks and Securities Trader
PROFILE • ABOUT ME
- Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order ticket from Registered Representative, and inspects form to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
- Skilled in contacting market maker to execute client orders for purchase or sale of securities, or completes transaction independently if brokerage firm is market maker in requested securities; preparing financial reports to monitor corporate finances
- Adept in reviewing all securities transactions to ensure that trades conform to regulations of Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies; providing clients with information on investments, and sell securities and other financial services
- Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and decide on important daily task of an Equity Trader based on available data
- Thorough knowledge on stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid law suits and other penalties; recommending ideas crucial for improving mathematical theories and postulate new ones
EDUCATION
management, Master of Business Administration
ABC School
CBSE – Marks 70%
noida, Uttar Pradesh
WORK EXPERIENCE
abc pvt ltd
Banking and Finance
noida, Uttar Pradesh
April 2004
- September 2006
Key Result Areas:
- Execute purchases and sales of investment products in a timely and efficient manner
- Research and resolve issues in trading area; maintain and document activity
- Create new market making strategies for electronically traded products
- Provide clients with general information and help with their brokerage accounts
- Build quality relationships with industry participants
- Maintain trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio and company prospection for each company
- Manage both day-to-day and long-term strategies for multiply stocks, discussing market news, reading stock journals and examining stock performance
- Assist clients in buying and selling of stock, shares, and bonds
- Maintain close contact with clients and manage their investment portfolio
- Identify the buying powers and risk tolerance level of clients
- Design appropriate strategies that will help each client to meet financial goals
- Conduct daily research to identify value of stocks, shares, and bonds
- Identify current market trends and news that affect the stock market
- Inform clients of current scenario and expectations in the stock market
- Manage clients’ portfolio information; provide advisory services to clients from time to time
- Identify new clients; establish accounts for them and follow up to identify their investment needs
- Hire and train graduates and professionals interested in pursuing career in stock brokering
Key Highlights:
- Any existing systems/ processes streamlined???? Results obtained????
- Major assignments handled????
- Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
- Awards/appreciation letters received???? Other relevant achievements????
abc pvt ltd
Banking and Finance
New Ashok ngr, Delhi
January 1970
- November 1977
Key Result Areas:
- Contacted prospective clients to present information and explain available services
- Offered advice on the purchase or sale of particular securities
- Monitored financial markets and the performance of individual securities
- Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions
- Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities
- Agreed on buying or selling prices at optimal levels for clients
- Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers
- Identified opportunities or develop channels for purchase or sale of securities or commodities
Key Highlights:
- Any existing systems/ processes streamlined???? Results obtained????
- Major assignments handled????
- Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
- Awards/appreciation letters received???? Other relevant achievements????
DECLARATION
TRAINING & CERTIFICATIONS
COMPUTER Proficiency 
LANGUAGES
PERSONAL INTERESTS
PERSONAL INFORMATION
