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ARVIND RAWAT

Contact: 999999999 | E-Mail: [email protected]


An Accomplished Stocks and Securities Trader

Expert in buying and selling securities and commodities to transfer debt, capital, or risk; establishing and negotiating unit prices and terms of sale


PROFILE SUMMARY

  • Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order ticket from Registered Representative, and inspects form to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
  • Skilled in contacting market maker to execute client orders for purchase or sale of securities, or completes transaction independently if brokerage firm is market maker in requested securities; preparing financial reports to monitor corporate finances
  • Adept in reviewing all securities transactions to ensure that trades conform to regulations of Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies;providing clients with information on investments, and sell securities and other financial services
  • Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and decide on important daily task of an Equity Trader based on available data
  • Thorough knowledge on stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid law suits and other penalties;recommending ideas crucial for improving mathematical theories and postulate new ones

ORGANIZATIONAL EXPERIENCE

Since MM YY | XYZ Ltd, Delhi | Stocks Trader
Key Result Areas:
  • Execute purchases and sales of investment products in a timely and efficient manner
  • Research and resolve issues in trading area; maintain and document activity
  • Create new market making strategies for electronically traded products
  • Provide clients with general information and help with their brokerage accounts
  • Build quality relationships with industry participants
  • Maintain trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio and company prospection for each company
  • Manage both day-to-day and long-term strategies for multiply stocks, discussing market news, reading stock journals and examining stock performance
  • Assist clients in buying and selling of stock, shares, and bonds
  • Maintain close contact with clients and manage their investment portfolio
  • Identify the buying powers and risk tolerance level of clients
  • Design appropriate strategies that will help each client to meet financial goals
  • Conduct daily research to identify value of stocks, shares, and bonds
  • Identify current market trends and news that affect the stock market
  • Inform clients of current scenario and expectations in the stock market
  • Manage clients’ portfolio information; provide advisory services to clients from time to time
  • Identify new clients; establish accounts for them and follow up to identify their investment needs
  • Hire and train graduates and professionals interested in pursuing career in stock brokering
Key Highlights:
  • Any existing systems/ processes streamlined???? Results obtained????
  • Major assignments handled????
  • Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
  • Awards/appreciation letters received???? Other relevant achievements????
MM YY – MM YY | ABCD Ltd, Delhi | Securities Trader
Key Result Areas:
  • Contacted prospective clients to present information and explain available services
  • Offered advice on the purchase or sale of particular securities
  • Monitored financial markets and the performance of individual securities
  • Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions
  • Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities
  • Agreed on buying or selling prices at optimal levels for clients
  • Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers
  • Identified opportunities or develop channels for purchase or sale of securities or commodities
Key Highlights:
  • Any existing systems/ processes streamlined???? Results obtained????
  • Major assignments handled????
  • Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
  • Awards/appreciation letters received???? Other relevant achievements????

EDUCATION

YYYY MBA in Finance from ABC College, Delhi

TECHNICAL PURVIEW

  • MS Office – Word, Excel & PowerPoint
  • Internet Applications

PERSONAL DETAILS

Date of Birth: 01st October 1981 | Languages Known: English & Hindi

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