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Stocks And Securities - Free Resume Sample

(Shri says don't be fooled, quality is more important than quantity)

What do you do, what is your job?

(Shri says, "success is dependent on effort and doing what's right")

ARVIND RAWAT

Contact: 999999999 | E-Mail: [email protected]


An Accomplished Stocks and Securities Trader

Expert in buying and selling securities and commodities to transfer debt, capital, or risk; establishing and negotiating unit prices and terms of sale


PROFILE SUMMARY

  • Extensive experience of XX years in purchasing and selling securities for brokerage firm; receiving sales order ticket from Registered Representative, and inspects form to ensure accuracy of information; writing and signing sales order confirmation forms to record and approve securities transactions
  • Skilled in contacting market maker to execute client orders for purchase or sale of securities, or completes transaction independently if brokerage firm is market maker in requested securities; preparing financial reports to monitor corporate finances
  • Adept in reviewing all securities transactions to ensure that trades conform to regulations of Securities and Exchange Commission, National Association of Securities Dealers, and other government agencies;providing clients with information on investments, and sell securities and other financial services
  • Instrumental in researching and identifying trading strategies and methods leading to greater profit and income for clients; evaluating financial risks and decide on important daily task of an Equity Trader based on available data
  • Thorough knowledge on stock market terms and trading practices; ensuring all trading transactions are legitimate and comply with government laws and policies to avoid law suits and other penalties;recommending ideas crucial for improving mathematical theories and postulate new ones

ORGANIZATIONAL EXPERIENCE

Since MM YY | XYZ Ltd, Delhi | Stocks Trader
Key Result Areas:
  • Execute purchases and sales of investment products in a timely and efficient manner
  • Research and resolve issues in trading area; maintain and document activity
  • Create new market making strategies for electronically traded products
  • Provide clients with general information and help with their brokerage accounts
  • Build quality relationships with industry participants
  • Maintain trading data on spreadsheets for prospective research; compare historical average returns, risks, earnings per share, PE ratio and company prospection for each company
  • Manage both day-to-day and long-term strategies for multiply stocks, discussing market news, reading stock journals and examining stock performance
  • Assist clients in buying and selling of stock, shares, and bonds
  • Maintain close contact with clients and manage their investment portfolio
  • Identify the buying powers and risk tolerance level of clients
  • Design appropriate strategies that will help each client to meet financial goals
  • Conduct daily research to identify value of stocks, shares, and bonds
  • Identify current market trends and news that affect the stock market
  • Inform clients of current scenario and expectations in the stock market
  • Manage clients’ portfolio information; provide advisory services to clients from time to time
  • Identify new clients; establish accounts for them and follow up to identify their investment needs
  • Hire and train graduates and professionals interested in pursuing career in stock brokering
Key Highlights:
  • Any existing systems/ processes streamlined???? Results obtained????
  • Major assignments handled????
  • Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
  • Awards/appreciation letters received???? Other relevant achievements????
MM YY – MM YY | ABCD Ltd, Delhi | Securities Trader
Key Result Areas:
  • Contacted prospective clients to present information and explain available services
  • Offered advice on the purchase or sale of particular securities
  • Monitored financial markets and the performance of individual securities
  • Analyzed company finances to provide recommendations for public offerings, mergers, and acquisitions
  • Evaluated cost and revenue of agreements; made bids or offers to buy or sell securities
  • Agreed on buying or selling prices at optimal levels for clients
  • Bought or sold stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of investment dealers
  • Identified opportunities or develop channels for purchase or sale of securities or commodities
Key Highlights:
  • Any existing systems/ processes streamlined???? Results obtained????
  • Major assignments handled????
  • Any unique initiative taken to improve customer satisfaction level???? Any major accounts/clients handled???
  • Awards/appreciation letters received???? Other relevant achievements????

EDUCATION

YYYY MBA in Finance from ABC College, Delhi

TECHNICAL PURVIEW

  • MS Office – Word, Excel & PowerPoint
  • Internet Applications

PERSONAL DETAILS

Date of Birth: 01st October 1981 | Languages Known: English & Hindi

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